At Signet Recruitment, we pride ourselves on connecting talented professionals with businesses that need their expertise. Today, we're excited to present a top-tier candidate—a Risk & Compliance Manager with an impressive track record in regulatory compliance and risk management. This candidate is ready to make an immediate impact, bringing their in-depth knowledge, experience, and strategic approach to your team.
Candidate Profile
- Position: Risk & Compliance Manager
- Experience: 10+ years in Compliance
- Location: Marlow
- Availability: Immediate
What Sets This Candidate Apart?
1. Seasoned Compliance Expert
With over 10 years of experience in private banking and wealth management, this candidate excels in compliance monitoring and regulatory compliance. They provide valuable assurance on control adequacy and advise senior teams on complex regulatory matters.
2. Strong Communication Skills
Renowned for their written and verbal communication, they effectively draft policies, procedures, and committee papers, addressing any challenges confidently. This candidate is experienced in presenting to boards and conducting compliance training for all levels of employees.
3. Multi-Sector Proficiency
Having worked with both large and small buy-side firms, this candidate is highly adaptable and skilled at developing control frameworks. Their expertise spans multiple regulations, including MiFID, PSD, MAR, GDPR, SMCR, and Consumer Duty, making them an asset in diverse financial environments.
4. Strategic Knowledge of Regulatory Landscapes
This candidate's broad understanding of financial products, services, and the roles of various teams ensures they can seamlessly guide compliance efforts. Their regulatory knowledge includes CASS, BCOBS, COBS, PROD, and operational resilience—an ideal mix for any firm aiming to stay ahead of regulatory requirements.
Why This Candidate Is Right for Your Organisation
If your business needs a proactive and skilled Compliance Manager, this candidate is the perfect choice. With their unique blend of compliance expertise, leadership, and dedication, they are positioned to bring significant value to your team.
Get in Touch
Don’t miss out on this exceptional candidate. Contact us to learn more about how they can support your compliance and risk management needs.
Contact Information
Mary McAuley
Account Manager
Signet Resources
01628 817118
